Date last revised: September 06, 2024

R3 Investors recognizes the importance of informing you how we treat information about you that we may receive while acting as a broker/dealer. This Privacy Policy Statement (“Privacy Statement”) covers all personal information (“Personal Information”) collected by R3 Investors from its customers. R3 Investors uses the Personal Information you provide to us in a manner that is consistent with this Privacy Statement.

R3 Investors maintains physical, electronic, and procedural safeguards to guard any non-public personal information you provide. If you provide Personal Information for a certain reason, we may use it in connection with the reason for which it was provided. For instance, if you contact us by e-mail, we may use the Personal Information you provide to answer your question or resolve your problem. If you contact us about a job listing, we may use your Personal Information to consider you for the position.

R3 Investors may also use your Personal Information to contact you, electronically or otherwise, in the future to tell you about news we believe will be of interest to you. If we do so, each communication that we send to you will contain instructions permitting you to “opt-out” of receiving future communications.

We are not in the business of selling information about our users. We consider this information to be a vital part of our relationship with our customers and we treat it with great care and respect. There are, however, certain circumstances in which we may share your Personal Information with certain third parties, as set forth below. Except as noted in this Privacy Statement, your personal information is only shared with persons not affiliated with R3 Investors with your explicit permission.

Business Transfers: We might sell or buy businesses or assets. In transactions such as these, Personal Information may be one of the transferred business assets.

Protection of You and Ourselves: We may release account and other Personal information when we believe that such release is appropriate to comply with legal requirements, protect the rights, property or safety of our customers, R3 Investors or others. In addition, we may exchange information with other organizations for fraud protection and risk reduction.

You may be able to access Internet Websites owned by third parties (“Third-Party Sites”) available through links from this website. You understand and agree that your use of such Third-Party Sites will be governed by the privacy policies of those sites and not by this Privacy Statement. R3 Investors shall not be responsible for the actions of any Third-Party Site operators.

If we decide to change our privacy policy, we will post those changes to this Privacy Statement on our website and other places we deem appropriate so that you are aware of what information we collect, how we use it, and under what circumstances, if any, we disclose it. We reserve the right to modify this Privacy Statement at any time, so please review it frequently. If we make material changes to this policy, we will notify you here, by email, or by means of a notice.

If you have questions or concerns regarding this Privacy Statement, you should first contact R3 Investors by sending an email to [email protected] or by calling REVL Securities at (215) 372-2305.